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SISP Conference 2022

Sections and Panels

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Section 10 - Politics and Policies of the European Union

Managers: Edoardo Bressanelli (e.bressanelli@santannapisa.it), Mattia Guidi (mattia.guidi@unisi.it)

Read Section abstract
L’Unione Europea ha attraversato e sta ancora attraversando una fase prolungata di crisi dovuta alla pandemia e alla sua gestione, con significative conseguenze economiche, istituzionali e di policy. A essa si affiancano ulteriori sfide per il processo di integrazione, da quella del rispetto dei valori fondamentali – da parte di paesi membri come Ungheria e Polonia, ma non solo – a quella relativa all’uscita del Regno Unito e della (ri-)costruzione dei rapporti tra le due parti post-Brexit. L’attuazione dei Piani Nazionali di Ripresa e Resilienza (PNRR) caratterizza il tentativo dei paesi dell’UE di uscire dalla fase pandemica e ripartire. In questa situazione, l’UE è sempre più presente nel dibattito pubblico, e viene ‘politicizzata’ dall’opinione pubblica e dai partiti degli stati membri. Peraltro, tutto ciò avviene in un contesto internazionale dove la Russia rappresenta una crescente minaccia per la sicurezza dell’Unione, sia in modo diretto (e.g., la crisi Ucraina) che indiretto (e.g., le ingerenze nei processi elettorali dell’UE e dei suoi stati membri).

Nei confronti di queste fondamentali sfide, l’UE si trova sovente a confrontarsi con le diverse posizioni dei suoi stati membri, e la difficoltà a trarne una sintesi. La governance europea è stata infatti architettata per funzionare, strutturalmente, attraverso la pratica del consenso; questo la espone al potere di veto dei diversi attori e dei molteplici interessi rappresentati nel suo processo decisionale. L’Europa a 27 membri costituisce il culmine di un percorso volontario di aggregazione tra stati, senza termini di paragone nel resto del mondo. Tuttavia, l’allargamento a un numero così ampio di paesi, alcuni dei quali in sempre più marcata contrapposizione con le istituzioni europee, ha anche messo a nudo le divisioni tra le molte istanze al suo interno. Con la sua espansione, la conflittualità politica nell’UE è significativamente aumentata. Ciò avviene in presenza di un impianto normativo che vincola significativamente la capacità di azione degli stati e delega al livello europeo le principali decisioni in ambiti decisivi, quali la sorveglianza sulle politiche macroeconomiche nazionali o l’erogazione dei fondi per la ripresa post-pandemica.

I partiti nazionalisti e populisti cercano di capitalizzare sulle inefficienze del sistema politico dell’Unione, spingendo quest’ultima al centro della competizione politica nazionale. L’euroscetticismo costituisce ormai una dimensione di conflitto molto rilevante all’interno dei sistemi partitici nazionali, e in molti paesi ha contribuito alla nascita e all’affermazione di forze antisistema. I partiti tradizionali sono investiti dall’onda d’urto di queste forze antagoniste, e talvolta si dividono al loro interno tra una linea di fedeltà all’Europa e una più critica o apertamente euroscettica. Lo stato di tensione generale e le difficoltà dell’UE risultano così acuiti dal clima di diffidenza e di scontento che le forze euroscettiche alimentano, mettendo costantemente a nudo le inefficienze del sistema decisionale europeo e i costi del vincolo esterno. Tuttavia, l’UE ha altresì mostrato una notevole resilienza e, nella gestione della crisi pandemica, è riuscita ad assumere decisioni di portata storica, tanto per il processo di integrazione quanto per le relazioni tra UE e stati membri. Le istituzioni europee sono state capaci di scelte strategiche in risposta alle critiche dell’elettorato e dei partiti euroscettici, anche se gli effetti, e il successo o i limiti, di queste scelte devono essere ancora pienamente valutati.

L’obiettivo principale di questa sezione è quello di analizzare, interpretare e spiegare, sotto molteplici angolature e utilizzando diverse metodologie, l’impatto delle crisi sulla politica europea (a livello sovranazionale ma anche in ottica multi-livello) e sul processo di integrazione europea. A titolo esemplificativo e non esaustivo, sono graditi contributi che esplorino:

- l’adeguatezza delle teorie generali dell’integrazione europea rispetto alla configurazione e al funzionamento dell’UE, tenuto conto degli sviluppi e dell’impatto della pandemia;
- il funzionamento della governance UE nei suoi diversi aspetti istituzionali, di processo e di policy;
- l’evoluzione dei rapporti (e dei rapporti di forza) fra le principali istituzioni dell’UE (Commissione, Consiglio, Parlamento, Consiglio Europeo), alla luce della creazione di nuovi ambiti di policy per l’Unione;
- l’impatto dell’UE sulla politica e le politiche a livello nazionale nell’odierno scenario di gestione e superamento della pandemia;
- le conseguenze dei nuovi equilibri internazionali e dei difficili rapporti con la Federazione Russa;
- le modalità di realizzazione e le conseguenze della Brexit per il futuro dell’integrazione europea;
- le rappresentazioni mediatiche dell’Ue e il loro impatto sulla percezione che i cittadini-elettori hanno dell’Unione.
 

Panel 10.1 EU AND THE TRANSITION OF THE WORLD ORDER


The EU is an important player in world politics. It allocates resources, makes programs and plans, and acts and reacts to world problems, events, and processes. Since the CFSP and CSDP were created and the HR position was opened, the EU has produced many documents on world politics and set out its position on the world order. In the current transition of the world order, the EU is a player combining its position with that of Member States and external partners. Articles are invited to analyze the various aspects of the panel theme.

Chairs: Fulvio Attinà

Discussants: Maria Giulia Amadio Viceré

Between Kiev, Brussels and Strasbourg: The relations between the European Union party actors and the Ukrainian political parties
Enrico Calossi
Abstract
The aim of this paper deals with the relations between Ukrainian political parties and their counterparts at the European Union level. Party politics at the European Union (EU) level is characterized by the presence of two main party actors: they are the Political Groups in the European Parliament (EPPGs) and the European Political Parties (EuPPs). The EU party system is influenced by the relations that occur between these two actors, on the one hand, and the national parties of the national parties of the EU Member States (MS), on the other (Katz, Mair 1993; Bardi 2005). However, lacking the EPPGs and EUPPs of direct contact with European voters, they rely on national parties for this aspect. Obviously, the UE faces can vice versa furnish to national parties with some assets they would hardly obtain elsewhere. In fact, EPPGs and EUPPs have direct contacts with the EU institutions, they are able to coordinate the multinational electoral campaigns and the EP parliamentarians and, in some cases, they can also provide top-down political legitimacy to national parties. The latter function is particularly useful for newly born national parties or parties with little legitimacy within their own national political system. Furthermore, the EU party actors help also to legitimize parties coming from new member states or from EU candidate countries (Cianciara 2016). The literature has studied many cases of affiliation (and disaffiliation) of national parties to their EU counterparts (von dem Berge, Poguntke 2012; Wientzek 2019; Gherghina, von dem Berge 2018; Chryssogelos 2017; Mikucka-Wójtowicz 2016). The Ukrainian national parties are not exception from this perspective: for this reason, they are targeted by EU political parties and, vice versa, they also compete each other in order to approach the EU counter parts, with the aim at increasing their international and national legitimization. The 2022 war between Russia and Ukraine has improved the Ukrainian interest to obtain the support by the Western international organizations, such the Nato and the EU, but has also reinforced the scope of strengthening the transnational relations between sectors of the Ukrainian civil society and of the Western European one. In this context, new relations between Ukrainian political parties and the EU have been proposed or even established. Amongst the several cases, the most known is the recent accession of President Volodymir Zelensky’s party, Servor the People, to the Alliance of Liberals and Democrats in Europe (ALDE). This paper aims to provide an interpretative framework of the relationships between Ukrainian parties and the EU parties, starting from the reconstruction of the events that characterized the affiliation of the various Ukrainian parties to their European referents. Valuable sources of this will be official records of the EU-level and of national parties, newspapers and the secondary literature. Consequently, I will investigate why and how some EPPGs and the EuPPs (mainly those belonging to the Liberal and the Christian-Democrat families) have been more successful in strengthening their links with the Ukrainian parties, while others (mainly of the Social-democrat, Left and Green families) have been less efficient in creating these transnational relations.
International democratic backslide and the European Union
André Matos
Abstract
Democracy is struggling with current rapid changes and its worldwide backslide is a consensual conclusion reached by academics and international organisations. For the first time in two decades, autocracies outnumber democratic regimes and the majority of world population now lives under non-democratic ruling systems. Challenges arise from diverse domains: populism, digital technologies, disinformation, economic crisis, migrations, pandemics, terrorism, gender equality, minorities, inclusiveness, new (sometimes incipient) forms of multi-level governance and many others put pressure on the democratic system. Within the scope of this wave, the European Union has recently watched, also for the first time, one of its member-states backsliding into an autocratic regime, very seriously affecting the EU’s persuasive role as a norm diffuser of certain values, including democracy and Human Rights. Therefore, how have EU member states performed in terms of democratic quality and what may be the causes behind that trend? In order to find some evidences to answer these questions, the present research will aggregate data of different international indices of democratic quality over the last 10 years for all the 27 member-states of the EU and to compare their evolution with the worldwide trend; secondly, to conduct a systematic literature revision of the causes of democratic erosion across the EU. Thus, methodologically, a mixed-method approach follows, including a quantitative analysis of the above-mentioned indices, as well as an interpretative, qualitative strategy with the systematic literature revision. By the end of the research, the main purpose is to understand the overall performance of EU member states in terms of democratic quality and their inclusion in the overall trend of democratic erosion, as well as systematise the academic efforts to find possible explanations for this phenomenon.
THE WORLD ORDER AND THE EU IN TRANSITION
Fulvio Attinà
Abstract
The current transition phase of the world political order is an opportunity to re-examine the topicality of the EU's role, partly self-attributed, as a global player. The paper examines this topic on the basis of IR theories of world power and order change. The invasion of Ukraine called on EU institutions and governments to make a kind of check up on their own engagement in world politics. Like almost all countries of the world at the time of the transition of order, European countries are called upon to position themselves on the stage where coalitions of states confront each other both on the way out of disorder and on the choice of the future world order. Verifying, and changing if appropriate, one's position on the world order means discussing priority collective problems, institutions and policies desired to deal with such problems, and grouping with states that share the imagined future order. This paper examines EU documents highlighting the U-turn effect the war in Ukraine has on EU countries' foreign policy. However, sharing the response to Russia continues to be a tortuous, difficult, and not fully achieved process. Differing views persist on the EU's position on coalition policy and the next world order.
 

Panel 10.3 The External Dimension of EU Migration Governance.


The complexity of the European Union's foreign policy and external relations are well known and make this specific policy area quite controversial. European Foreign Policy (EFP) is characterized by a multi-actor and multi-level system and does not only refer to the Common Foreign and Security Policy (CFSP). On the contrary, EU Foreign policy has always been linked to many diverse policy areas and, lately, increasingly so: we witness the emergence of specific policy nexuses that clearly show that many EU policies have an external dimension. This is because, especially in a globalizing world, external relations of any actor in international relations need to touch upon many policy areas - to mention a few: trade, development, foreign policy, security and defense, and migration. Migration governance of the EU and the development of its external dimension have been relevant for decades, but increasingly so in recent years, after the EU experience and response to the so-called migration crisis of 2015.
The process of externalisation of this specific policy is apparent in the involvement of instruments of CSDP and the institutionalised use of partnerships with third states. Literature on the matter discusses that the practice of bilateral agreement with third countries to externalise migration control is indeed nothing new – as we can see in the case of the Treaty of Bengasi in 2008; however, we can witness a trend of delegation of responsibility for migration governance and the involvement of key instruments of foreign policy. This logic of externalization has been defined as a 'new normality' in EU migration governance.
When looking at the involvement of CSDP instruments in migration governance, we observe a trend of securitization in this externalisation approach. This is also highly evident in the way CSDP operations have developed in recent years. Bordering and patrolling show an element of securitization; however, when looking, for example, at EUNAVOR MED operation Sophia, we still see an implementation of rescue missions at sea which focus on the safety of migrants crossing the sea. Some aspects have changed in the new EUNAVOR MED Operation Irini, which is now aimed at ensuring security in the Mediterranean, disrupting the "business model of human smuggling and trafficking networks" (EEAS, 2022) and, in a quite idealistic and naive narrative – in my view – bringing peace, ??????, to Libya. As a result, the 'bordering' aspect of EU migration governance has been heavily securitized in recent years, as a result of an increasingly unstable neighbourhood both when looking South and, writing in April 2022, when looking East.
But why is it so important to look at the external dimension of EU migration governance? Not to underestimate the normative relevance of this increased externalisation of migration governance and the challenges that it poses for the EU. While there are several challenges already when looking at the internal dimension of this policy, mostly related to the intergovernmental character of the EU Migration System of Governance, reliance on member states which have various national policies on immigration, and threats to the achievements of the EU integration process – such as 2015 temporarily suspension of Schengen, many others also come from the increased use of foreign policy instruments.
The cooperation between EU member states' security forces and the European Border and Coast Guard Agency, known as Frontex, has been the subject of a scandal in 2021 related to the illegal pushbacks of around 40,000 refugees attempting to cross national borders during the pandemic. The actions of Frontex have resulted in 2000 migrant deaths, mainly from boats taken back out to sea.
On a similar note, the externalisation of migration governance through partnerships with third states has raised challenges in terms of EU ontology. The EU-Turkey Statement of 2016 is a clear example of an attempted partnership with Turkey in the attempt to delegate the responsibility for migration control.
According to the Statement, the EU would accept 72,000 asylum seekers, up to 72,000, plus one person for every irregular migrant whom Turkey agreed to take back. The document is characterized by legal ambiguity as it is not clear if it represents a political statement or an international agreement. Its adoption did not follow the Ordinary Legislative Procedure (OLP), which is the general rule for adopting legislation at the European Union level under the Community Method, and the General Court has claimed it to be "jointly adopted by the Member States"; however, it cannot be regarded as an act by the European Council or any other EU institution.
This particular partnership is translated into nine action points that refer to the management of migration and the management of EU-Turkey relations. It is here evident that migration governance is intertwined with other aspects of EU foreign policy: according to the Statement, the EU would assist Turkey in the management of migrants (€6 billion) in a time frame of five years and concessions on visa liberalization and accession procedure.
Here two several challenges arise in terms of potential breaching of human rights and international law. A first challenge lies in the conceptualisation of Turkey as a "safe third country": since Turkey is not a member of the EU, EU law does not apply to this country, and this means "that procedural safeguards that are in place within the EU are not applicable to Turkey" (Poon, 2016, p.1195). As a result, it is not sure whether the country would comply with the non-refoulment principle, which prohibits a state "from transferring or removing individuals from their jurisdiction [...] when there are substantial grounds for believing that the person would be at risk of irreparable harm upon return, including persecution, torture, ill-treatment or other serious human rights violations" (OHCHR, 2018, p. 1). In addition, Turkey does not have a good record of effective asylum procedures and does not guarantee protections for asylum claimants and refugees. The country is now in a situation where adequate asylum protection does not exist.
Secondly, while the narrative of the EU has been one of success of the policy – related to fewer migrants reaching the EU and less death at sea, it is essential to underline that securing frontiers will not stop people from migrating. In this specific case, relieving the pressure on Greece had, as a consequence, a displacement effect on the central Mediterranean route, with migrant attempts and deaths rising there.
As a result of the above-illustrated examples, an intrinsic tension between the external dimension of migration policy – translated into migration control – and adherence to international law. Migration governance externalisation, and securitization, also challenge, from a more theoretical standpoint, conceptualisation of the EU as identity as "post-Westphalian polity" and "normative power EU". It is increasingly clear that, when looking at this policy area, but also at other areas of EU foreign policy, the EU has been increasingly adopting an interest-based approach rather than a value-based one – and mainly focused on security. The paralysis of the internal dimension of the EU migration governance has undoubtedly increased the likelihood for the EU to focus on external dimensions. It has shown that the member states still have much power when looking at intergovernmental aspects of policies. I believe this "EU identity crisis" that we are now witnessing in its policy-making will show developments and potential changes in the conceptualisation of the EU as a power.

This description has sources that I can provide in a separate document.

Chairs: Elena Ambrosetti, Anna Marino

Discussants: Stefania Panebianco

Crisis at the EU’s borders: Migration and the Liberal Order
Enrico Fassi, Michela Ceccorulli, Sonia Lucarelli
Abstract
The situation at the EU's borders with Belarus and Ukraine is but the last of a series of events showing the ever growing relevance of migration for the EU. Migration is the context in which more than anywhere else the EU’s core values have been put under strain by securitization and criminalization practices. A lot of ink has been spent to underline how the EU’s efforts to control immigration have enabled severe violations of human rights at its borders and beyond. The aim of this paper is to place this debate in the broader context of a normative reflection on the crisis of the liberal order. Blurring the divide between political theory and international relations, the paper identifies three different understandings of what a legitimate liberal policy of migration would be and explores which of these understanding is the most coherent with the EU’s historical developments and self-identification. It proceeds then analyzing the embedded legitimizing claims behind the the EU migration system of governance, compares the coherence of such claims with the EU’s self-identification, and eventually derives implications in terms of the EU’s stance in the liberal world order (and its crisis).
Narratives of External Migration Control: European Union Southern Border Management in Italian, Spanish, and Maltese Media
Eugenio Cusumano, Andrea Terlizzi, Martina Abisso
Abstract
European political parties and media have often scapegoated the European Union (EU) as responsible for unpopular or unsuccessful decision-making. As a heated and heavily politicized issue that was widely portrayed as a "crisis", irregular migration is no exception. Soaring human mobility flows across the Mediterranean have severely affected support for the EU, often blamed as unable to enforce its external borders and ensuring solidarity by redistributing refugees across member states. The structure and magnitude of these narratives, however, have never been examined in depth. By providing a systematic content analysis of Italian, Spanish, and Maltese newspapers covering over 8 million words and the eight years timespan between 2013 and 2020, our paper fills this gap. Specifically, we identify the key frames, roles, and policy narratives underlying the portrayal of specific European actors, including Frontex, the European Commission, Germany, France, and the countries and leaders of the Visegrad group. We show that, overall, lack of EU solidarity is the prevalent frame in Italian, Maltese and Spanish newspapers alike, followed by the alleged inefficiency of European actors and by the humanitarian implications of dysfunctional border management. Accordingly, the EU and its key actors and figures are regularly portrayed as either villains, who deliberately refrain from solving the migration "crisis", or wimps who are too weak and divided to take effective action. These narratives appear remarkably consistent across countries, over time, and newspapers with different ideological orientation.
The impact of the external dimension of migration governance on asylum-seeking in the EU
Francesca Longo, Marcello Carammia, Iole Fontana
Abstract
The involvement of third countries in the management of migratory flows to the European Union (EU) has attracted an impressive body of literature. Yet, while most scholars investigate the process of externalization as mainly related to migration governance, in fact the so-called ‘external dimension’ (ED) of migration policies has increasingly featured as a crucial aspect that affects asylum, the EU governance of international protection and its capacity to comply with the inherent international regime. As new cooperation agreements are introduced with countries of origin and transit, or as existing cooperation tools do evolve, asylum-seekers’ mobility and their capacity to enter Europe and make protection claim is inevitably affected. Especially when externalization practices take the form of extraterritorial migration control, people on the move’s possibility to apply for international protection is greatly challenged. In this sense, a key question emerges: does the external dimension of EU migration policies have an impact on the number of asylum applications to the EU? Or, to put it differently, is the external dimension relevant in explaining the variation in the number of asylum applications over time? The goal of this article is to address these questions. Theoretically, it builds upon the literature on externalization and how this gets entangled with asylum and international protection. To analyse the impact of the external dimension of migration governance on asylum-seeking, we rely on an original dataset of all international agreements signed between the EU and third countries between 2000 and 2020 that include migration among their objects, and on official statistics on asylum applications in the EU.
Why does the EU not practice what it preaches? The gap between policy rhetoric and action in the case of the EU-Turkey Statement
Anna Marino
Abstract
Migration governance of the EU and the development of its external dimension have been relevant for decades, but increasingly so in recent years, after the EU experience and response to the so-called migration crisis of 2015. The process of externalisation of this specific policy is apparent in the institutionalised use of partnerships with third states. In addition, research shows that policy responses to the European migration crisis have been increasingly characterized by deals and bargains. In this regard, the EU-Turkey Statement has been cited as one primary example of this transformation in refugee policies, where protection bargaining has become the norm. Controversy over the EU-Turkey Statement centres on its adhesion to international law and respect of human rights, with a number of scholars claiming that the deal violates international law. Given that the EU has often been conceptualised as a normative power, it is puzzling that this international actor, which often puts human rights concerns at the forefront, could conclude a deal that arguably precisely violates these norms and puts EU normative power at risk. As a result, the key to the puzzle presented in this paper lies in the mismatch between EU rhetoric and EU action. Through this paper, I identify and explain the gap between what the EU preaches and what it practices in the specific case of EU external migration governance in the context of the 2015 migration crisis through the lenses of the political theory of organized hypocrisy. The theory, which focuses on mechanisms within international organizations, has only recently been tested on a case at the European level. This paper aims at giving further evidence that its insights can be efficiently applied to the EU as an international organization. This piece of research could be a starting point for further study of migration policy gaps linked to the external dimensions of migration policy.
 

Round table

Panel 10.4 Post-Brexit UK-EU relations: a successful separation? - Unione Europea e Regno Unito post-Brexit: una separazione di successo?


The Roundtable aims to analyze the relations between the European Union and the United Kingdom after Brexit. On 31 January 2020 - or 'Brexit day' - the UK ceased to be an EU member state, although until 31 December 2020 - during the 'transition' period - EU legislation continued to apply. Since 2021, the United Kingdom is, in name and in fact, a 'third state', with which the EU has an Agreement on Trade and Cooperation. This Roundtable seeks to provide a first assessment of the impact of Brexit on the UK and the EU, from both points of view. What consequences did the exit from the EU have for British political institutions? How has the departure of the UK changed the content and timing of European decisions? What type of cooperation is possible between the two polities in sensitive matters such as defense, immigration or energy, and with what opportunities or contraindications? Experts in British and European politics discuss the present and future relations between the UK and the EU, starting with some recent publications on the subject.

Partecipants:
Thomas Christiansen, Luiss– Chair
Gianfranco Baldini, Unibo
Edoardo Bressanelli, Scuola S.Anna, Pisa
Nicoletta Pirozzi, IAI
Anand Menon, KCL

Italian version
La tavola rotonda si propone di analizzare le relazioni tra Unione Europea e Regno Unito dopo la Brexit. Il 31 gennaio 2020 – o ‘Brexit day’ – il Regno Unito ha terminato di essere uno stato membro dell’UE, anche se fino al 31 dicembre 2020 – durante il periodo di ‘transizione’ – ha comunque continuato ad applicare il diritto dell’Unione. A partire dal 2021, il Regno Unito è, di nome e di fatto, uno ‘stato terzo’, con cui l’UE ha un accordo sugli scambi commerciali e di cooperazione. Questa tavola rotonda cerca di fornire una prima valutazione dell’impatto della Brexit su Regno Unito e UE, da entrambi i punti di vista. Che conseguenze ha avuto l’uscita dall’UE per le istituzioni politiche britanniche? In che modo l’abbandono del Regno Unito ha modificato il contenuto e i tempi delle decisioni europee? Quale tipo di cooperazione è possibile fra le due parti in materie sensibili come la difesa, l’immigrazione o l’energia, e con quali opportunità o controindicazioni? Esperti ed esperte di politica britannica e di politica europea si confrontano sul presente e sul futuro dei rapporti tra Regno Unito e UE, a partire da alcune recenti pubblicazioni sul tema.


Partecipanti (TBC)
Thomas Christiansen, Luiss– Chair
Gianfranco Baldini, Unibo
Edoardo Bressanelli, Scuola S.Anna, Pisa
Nicoletta Pirozzi, IAI
Anand Menon, KCL

Chairs: Gianfranco Baldini

 

Panel 10.5 Transnational politics and EU politicisation (I)


Recent research addresses the salience of EU politicisation (Haapala and Oleart 2022) in the current process of EU integration. Within post-pandemic dramatic events, further possible fragmentations and quasi-authoritarian leaders undermining EU rules and norms within, analyses have focused on
to the increasing success of the populist radical-right, the normalization of populism, and mainstreaming of the radical-right.

Yet, EU politicisation can support a healthy engagement with the EU (Haapala and Oleart 2022) through multiple actors, avoiding traditional forms of Euroscepticism. Grassroots and civil resistance are gaining grounds at the transnational levels, while the EU starts to open towards transnational candidates at the next European Parliament elections. Yet, debates on the EU seem to be trapped into the dichotomy of positive stances and critical voices interpreted by that Euroscepticism enacted by the populist radical-right.

Discourses about the EU tend to shift within a dichotomous pro and against the EU narrative, without an institutional formal acceptance of alternative forms of opposition. Therefore, the confrontational dialogue on the two sides further triggers their opposition, and strengthens their polarization, without a substantive debate or dialogue between the two. The recent migration and economic crises have accentuated the critical stances towards the EU. Euroscepticism correlates with the process of EU integration, and an often-biased literature between European values and normative positions on European integration vs. the (alleged) Eurosceptic threat. (de Wilde and Trenz 2012) This leads to the possible interpretation of Euroscepticism as threat, challenging the EU integration process, more so after Britain’s departure from the EU. While the legitimacy of the EU integration process is then recognized in the arguments and counter-arguments (de Wilde and Trenz 2012), Euroscepticism is able to diffuse the EU beyond the domestic context (Dutceac Segesten and Bossetta 2019). Further, this dichotomy is also recognized when looking at the European Parliament, where policies are built on consensus towards policy outputs (Usherwood 2014). Within this dichotomy, the EU remains estranged from the Eurosceptical narrative, with the marginalization of any form of contestation, further alienating the representation of different forms of contestation.

This panel invites proposals that address questions related to:

(1) Alternative forms of contestation towards the EU;
(2) Legitimacy and representation in the EU;
(3) The interaction of politicization at the domestic and EU levels;
(4) Euroscepticism and contestation at the domestic level;
and
(5) Transnational politics and actors.

Chairs: Fabio Serricchio

Discussants: Danilo Di Mauro

A longitudinal analysis of mass-elite congruence at the European level
Paolo Marzi
Abstract
Despite notable exceptions (Schmitt 2010; Dolný and Baboš 2015), it is commonly assumed among scholars that the traditional stance displayed by both voters and politicians with respect to European integration progressively gave way to the emergence of a progressive attitude’s misalignment between the two from the 1900s onwards (Real-Dato 2017). Within this new socio-political context, several studies relying on different methodologies and data (Mattila and Raunio 2006, 2012; Costello et al. 2012; McEvoy 2012; Sanders and Toka 2013) showed how this ‘sleeping giant’ (Van der Eijk and Franklin 2004) eventually gave rise to the notorious mass-elite ‘gap’ on European integration. Thus, despite the hindrances concerning the possibility to reach a systematic understanding that were pointed out by Pareschi et al. (2022), the literature at-large managed to prove how the political elites tend to present a pro-EU bias, which in turn contrasts with the rather contentious attitudes of the public opinion when it comes to the EU and European integration. Given these premises, the present study aims to offer two main contributions with respect to the present topic. Firstly, it seeks to address the aforementioned deep-rooted assumptions of the literature by conducting a longitudinal mass-elite congruence analysis on European integration at the supranational level spanning from the first direct European elections to the late 2010s. The primary objective of this endeavour rests on the opportunity not only to confirm or refute the presence of this ‘gap’, but also to observe its evolution over time. As can be noted in Pareschi et al. (2022), many authors focusing on mass-elite congruence at the supranational level mostly relied on single surveys (Belchior 2010; Costello et al. 2012; Dolný and Baboš 2015) or events (Belchior 2013), while longitudinal studies are relatively fewer in number (i.e. Real-Dato 2017). In this sense, this study aims to offer a more wide-reaching investigation that might be able to observe the attitudinal shift of voters and politicians from the golden era of the ‘permissive consensus’ (Inglehart 1970) to the ongoing phase of ‘constraining dissensus’ (Hooghe and Marks 2009). Secondly, my research intends to investigate mass-elite congruence by examining pro-European and Eurosceptic voters and politicians, thus seeking to verify whether or not the aforementioned mass-elite ‘gap’ is present when separating the two opposing views on European integration. This is of paramount importance especially in light of the progressive mainstreaming of Euroscepticism, a phenomenon that began with the ratification of the TEU and reached its apex in the aftermath of the Great Recession (Brack and Startin 2015). In order to fulfil this goal, the paper relies on elite and voter data from 1979, 1994, 2009 and 2016 through the usage of both the EES and EUENGAGE datasets, on the one hand, and the methodology on ideological congruence from Golder and Stramski (2010), on the other. Initially, the study will descriptively analyse the results of the data through mass-elite congruence via a many-to one analysis; then, a series of regressions will be conducted in order to confirm the trends shown in the descriptive section. Through these undertakings, the present study expects to both confirm the presence of this ‘gap’ and establish how it changed over time. When it comes to the pro/anti-EU dimension, finally, the research expects pro-European public opinion to be less integrationist than pro-EU politicians, while Eurosceptic voters should tend to be more integrationist when compared to their politicians. Belchior, A. M. (2010). ‘Ideological Congruence among European Political Parties’, The Journal of Legislative Studies, 16:1, 121–42. Belchior, A. M. (2013). Explaining left–right party congruence across European party systems: a test of micro-, meso-, and macro-level models. Comparative Political Studies, 46(3), 352-386. Brack, N., Startin, N. (2015). Introduction: Euroscepticism, from the margins to the mainstream. International Political Science Review, 36, 239-249. Costello R, Thomassen J and Rosema M (2012) European parliament elections and political representation: policy congruence between voters and parties. West European Politics 35, 1226–1248. Dolný B and Baboš P (2015) Voter–Representative Congruence in Europe: A loss of institutional influence?. West European Politics 38, 1274–1304. Golder, Matt, and Jacek Stramski (2010). ‘Ideological Congruence and Electoral Institutions’, American Journal of Political Science, 54:1, 90–106. Hooghe L., Marks, G. (2009). A Postfunctionalist Theory of European Integration: From Permissive Consensus to Constraining Dissensus. British Journal of Political Science, 39 (1), 1-23. Inglehart, R. (1970) ‘Cognitive Mobilization and European Identity’. Comparative Politics, Vol. 3, No. 1, pp. 45–70. Mattila M and Raunio T (2006) Cautious voters – supportive parties: opinion congruence between voters and parties on the EU dimension. European Union Politics 7, 427–449. Mattila M and Raunio T (2012) Drifting further apart: national parties and their electorates on the EU dimension. West European Politics 35, 589–606. McEvoy C (2012) Unequal representation in the EU: a multi-level analysis of voter-party congruence in EP elections. Representation 48,83–99. Pareschi, A., Giglioli, M. F. N., & Baldini, G. (2022). Caught between sovereignty and solidarity? A multidimensional revisitation of EU mass–elite congruence. Italian Political Science Review/Rivista Italiana di Scienza Politica, 1-21. Real-Dato, J. 2017. Citizens-Representatives Congruence Concerning The European Union: Evolution During the Eurozone Crisis. Corvinus Journal of Sociology and Social Policy 8 (3S): 85–112. Sanders D and Toka G (2013) Is anyone listening? Mass and elite opinion cueing in the EU. Electoral Studies 32,13–25. Schmitt H (2010) Better Than It Used to Be? New Evidence on the Congruence of Voters and Their National MPs Regarding the Issue of European Integration. Paper prepared for the APSA Annual Meeting, Washington, DC, September. Van der Eijk, Cees, Mark N. Franklin and Wouter van der Brug (1999) ‘Policy Preferences and Party Choice’, in Hermann Schmitt and Jacques Thomassen (eds) Political Representation and Legitimacy in the European Union, pp. 161–85. Oxford: Oxford University Press.
Electoral mobilization, party support and EU issue voting: An analysis of European elections in the EU countries
Luca Carrieri, Nicolò Conti
Abstract
This paper analyzes the impact of the EU party-voter distance on party support. To this goal, we focus on the party-voter dyad and we analyze patterns of EU issue voting in the European elections. We make use of a combination of data from CHES and EES to construct the distance measures. We show that voters are mobilized on the EU, with EU party positions operating as a driving factor of the voting preferences of the electorate, with a differentiated impact on the pro-European and the Eurosceptic parties. Finally, we demonstrate that, in the EU countries, the EU conflict consistently contributed to determining the voting preferences of citizens and to aggregating election results.
The Euroscepticism of vulnerable workers. A threat to EU integration or a demand for a more social Europe?
Fedra Negri, Marcello Natili
Abstract
The article sheds light on the political consequences of two new well-entrenched labour market divides for the process of European integration and the political feasibility of ‘social’ Europe. In detail, literature agrees that the shift to post-industrial economy, the labour market flexibilization, the possibility to outsource production in developing economies, automation and technological change made two segments of the labour force particularly vulnerable: the so-called ‘outsiders’ (precarious workers and unemployed individuals) and the ‘globalization/modernization losers’ (workers exposed to outsourcing and/or technological change). However, there is no consensus on how these labour market risks, further exacerbated by the pandemic and the related economic crisis, contribute to structuring new lines of conflict and political demands at the EU level. Exploiting the first wave of the SOLID original mass survey on 16 European countries, the article fills this gap by investigating the relationship between respondents' exposure to these labour market risks and their attitudes towards the process of European integration by distinguishing between its economic dimension (i.e. EU integration as a potential threat to jobs and social security) and its cultural one (i.e. EU integration as a potential threat to the collective identity and lifestyle of the native population). This distinction allows verifying whether marginalization and economic distress endured in the labour market overflow the economic dimension pushing vulnerable workers towards sovereigntist stances also on the cultural dimension of the EU integration process. Lastly, the article zooms on the policy areas these two segments of vulnerable workers would like the EU to take a leading role in a near future to win their trust. In so doing, the article overcomes the polarized interpretation of Euroscepticism as a mere threat to the EU integration process, emphasizing its potential pars construens for the project of a more ‘social’ Europe.
Who does it better? Cross-country differences in MP-voter congruence on European Solidarity
Francesco Visconti, Alessandro Pellegata
Abstract
During the past decade, the European Union (EU) witnessed a growing tension between the social and economic dimensions of integration as a consequence of the Eurozone and the refugee crises. The increasing politicization of EU issues in national political arenas that led to the rise of Eurosceptic parties mostly revolved around EU solidarity. Against this background, this article investigates the congruence between voters and incumbent members of national parliaments on the highly contentious aspects of EU solidarity. First, the article maps the extent to which national political elites share similar views with their voters and compares elite- and voters-level EU solidarity polarization. Secondly, we assess which factors contribute to explaining MPs-voters congruence at the party level. Employing original data from elite and mass surveys conducted in six EU countries by the REScEU project, we find that both voters and MPs express a high level of support for policies strengthening European solidarity in the Eurozone periphery. Instead, voters of core member states share more positive preferences than their national representatives. Furthermore, this gap is higher between radical-right Eurosceptic MPs and their voters than between voters and MPs of other parties.
 

Panel 10.5 Transnational politics and EU politicisation (II)


Recent research addresses the salience of EU politicisation (Haapala and Oleart 2022) in the current process of EU integration. Within post-pandemic dramatic events, further possible fragmentations and quasi-authoritarian leaders undermining EU rules and norms within, analyses have focused on
to the increasing success of the populist radical-right, the normalization of populism, and mainstreaming of the radical-right.

Yet, EU politicisation can support a healthy engagement with the EU (Haapala and Oleart 2022) through multiple actors, avoiding traditional forms of Euroscepticism. Grassroots and civil resistance are gaining grounds at the transnational levels, while the EU starts to open towards transnational candidates at the next European Parliament elections. Yet, debates on the EU seem to be trapped into the dichotomy of positive stances and critical voices interpreted by that Euroscepticism enacted by the populist radical-right.

Discourses about the EU tend to shift within a dichotomous pro and against the EU narrative, without an institutional formal acceptance of alternative forms of opposition. Therefore, the confrontational dialogue on the two sides further triggers their opposition, and strengthens their polarization, without a substantive debate or dialogue between the two. The recent migration and economic crises have accentuated the critical stances towards the EU. Euroscepticism correlates with the process of EU integration, and an often-biased literature between European values and normative positions on European integration vs. the (alleged) Eurosceptic threat. (de Wilde and Trenz 2012) This leads to the possible interpretation of Euroscepticism as threat, challenging the EU integration process, more so after Britain’s departure from the EU. While the legitimacy of the EU integration process is then recognized in the arguments and counter-arguments (de Wilde and Trenz 2012), Euroscepticism is able to diffuse the EU beyond the domestic context (Dutceac Segesten and Bossetta 2019). Further, this dichotomy is also recognized when looking at the European Parliament, where policies are built on consensus towards policy outputs (Usherwood 2014). Within this dichotomy, the EU remains estranged from the Eurosceptical narrative, with the marginalization of any form of contestation, further alienating the representation of different forms of contestation.

This panel invites proposals that address questions related to:

(1) Alternative forms of contestation towards the EU;
(2) Legitimacy and representation in the EU;
(3) The interaction of politicization at the domestic and EU levels;
(4) Euroscepticism and contestation at the domestic level;
and
(5) Transnational politics and actors.

Chairs: Simona Guerra

Discussants: Nicolò Conti, Fedra Negri

Contesting the EU in pandemic times? Detecting different patterns of opposition within the European Parliament
Eugenio Salvati
Abstract
The Covid-19 crisis put under stress the EU member states’ capacity to tackle the shortcomings created by the pandemic and called into question the EU’s capacity to act autonomously and timely in order to deploy a coordinated and effective response. Differently from the past crises, the EU has launched a new instrument of cross-national solidarity, the Next Generation EU, to cope with the severe socio-economic consequences of the pandemic. An instrument that on one hand aimed to solve (part of) the socio-economic effects of the pandemic but that on the other hand could also trigger paramount changes in terms of EU authority and capacity to autonomously rise and redistribute resources, paving the way to the realization of the so-called “transfer Union”. Previous studies have framed this strategy, supported by the EU institutions and the most important member states’ leaders, as a choice of polity maintenance, that is the attempt to safeguard the integrity and the effectiveness of the supranational political system. What instead has been overlooked are the stances expressed by the so-called Eurosceptic, allegedly Eurosceptic and all those political actors that express different nuances of criticism against the EU and the Commission. Considering the innovative nature of this instrument and the opening of a new phase in which solidarity seems to have substituted austerity, it is natural to expect the expression of different kinds of reactions to this innovation and, consequently, different trajectories of politicization in this phase of EU politics. An exceptional crisis followed by an innovative response represents a powerful catalyser for further politicization. Is it possible to trace the presence of a critical but “systemic” opposition alongside an “anti-systemic” opposition? Moreover, in case of the presence of different patterns of opposition, is it possible to trace the different ideational dimensions of this contestation and, consequently, the different goals? Considering the peculiar nature of this crisis, we can reasonably state that what distinguishes the different models of contestation is the different evaluation of two dimensions that have a prominent role in every political system - even in a supranational one -: legitimacy and solidarity. By studying a sample of parliamentary speeches through qualitative discourse analysis, the paper aims to track which type of contestation, if any, has occurred during European Parliament debates concerning the Next Generation EU and the approbation of the new EU Multiannual Financial Framework. In a nutshell, the research will try to determine if within the EP have emerged different patterns of contestation about the EU reaction against the pandemic and the shift of the EU towards a “transfer union”, that is patterns of opposition that evaluate differently the idea that the EU can gain new powers and competencies, improve member states coordination and, finally, that this crisis could represent the critical juncture by which institutionalize intra EU solidarity and boost EU institutions legitimacy. The analysis of parliamentary speeches can be extremely helpful to disentangle the ideational peculiarities that have been built around the legitimacy and the solidarity dimensions and, consequently, isolate different models of political contestation within the EP. The selected discourses will be those of the MEPs who belong to parties that are not considered mainstream and/or are not part of the legislative majority that supports the commission. This choice allows us to effectively have a broader view about party positions within the EP and detect the (eventual) structuration of different stances that involve both the EU response to Covid-19 and the implications of the EU integration trajectory. This study will contribute to understanding the pattern of EU politicisation triggered by the pandemic, underlining the drivers and models of different ideational oppositions within the EP.
Depoliticisation and politicisation processes in the EU: european integration and governance through a Mario Draghi's political language analysis
Elania Zito
Abstract
The European Union is considered the archetype of depoliticisation processes due to its institutional architecture and the multilevel governance model, which over the years has proved weak enough to be sacrificed, in the years of the Eurozone crisis, to the advantage of governance economic. In the last years, the literature has focused on the concept of depoliticisation and, starting from the early 2000s, it helped to bring the concept into the public debate affecting the institutions. Since the Eurozone crisis onwards, the European Union has been through moments of depoliticisation and politicisation: the inadequate economic governance, the inability to respond to the citizens requests, in terms of measures supporting both well-being and welfare of society, such as the absence of a European political leadership are structural elements that, still today, contribute to framing the European Union in the depoliticisation processes. However, the arrival of Mario Draghi at the European Central Bank (ECB) set in motion a moment of politicisation of the European Union, helping to promote its positive perception to the eyes of citizens and to promote the development of the European integration process. In this research, the analysis of Mario Draghi's political language allows us to accredit the reflections and the theories about the existence of processes – or we can say moments - of depoliticisation and politicisation in the European Union. In a climate of uncertainty and the mistrust of the crisis years, Mario Draghi presents himself as the one and only political leader compared to the other institutional characters involved, being able to integrate himself in the EU dialogue and to promote, at the same time, a new European narrative.
European Integration through policy-making: politicization during global crises.
Danilo Di Mauro, Vincenzo Memoli
Abstract
This paper focuses on how the multiple global crises affecting the EU during the last decade has implemented EU integration through policy-making. Within this scenario, where progresses and fails of integration occur without new treaties, the politicization of global issues become crucial to understand EU policy formation and the transformations of EU integration as a whole. How do different politicization dynamics affect integration in policy making? Has cleavage structure a role within these processes? Are policy types influent in integration though policy making? Our research aims to address these questions by focusing on the role of public support for EU integration though policy-making. We purpose a theoretical framework on the dynamics linking the general public to political elites within the integration process, during politicizations phases. We then analyze support for policy making to strength EU integration, both at the elite and the general public level in the three main crises of the last decade: namely the Euro crisis, the refugee reception crisis and the SARS-COV2 pandemic. Our preliminary results are consistent with a policy-making politicization model where also the type of policy at stake seem to play a key role in integration.
The politicization of EU trade agreement negotiations: a Qualitative Comparative Analysis.
Luca Cabras
Abstract
Luca Cabras luca.cabras@unimi.it Ph.D. student NASP – University of Milan For years, trade negotiations have been a minor issue for European citizens. Seen as primarily technical affairs, they were characterized by low public salience and went largely unnoticed by the media. Political conflicts around trade liberalization were confined to clashes between groups representing opposing economic interests, while the broader public was only rarely involved. The absence of politicization was consistent with the notion of “permissive consensus”: pro-integration policies conducted by executives with the tacit support or disregard of the European public to benefit an alleged greater good (Lindberg & Scheingold 1970). But the permissive consensus on trade liberalization progressively eroded during the first decade of the 21st-century. The negotiations of a series of new EU preferential trade agreements (PTAs) generated a significant level of political turmoil and mobilized a wide range of non-economic actors. Unlike in the past, they were no longer a domain reservé of executive actors and parochial economic interest groups, but “went from being contested amongst a relatively small group of actors largely out of public view to being actively challenged in the public sphere” (Young 2019, p.2). This new trend is best exemplified by the cases of the Comprehensive Economic and Trade Agreement (CETA) with Canada, and the Transatlantic Trade and Investment Partnership (TTIP) with the United States. The politicization of both agreements has indeed been considerable. They quickly became salient to the general European public and triggered an unprecedented level of domestic contestation by broad segments of society with highly polarized positions. These episodes led many scholars to depict the EU trade policy as an increasingly politicized policy domain (Eliasson & Garcia-Duran Huet 2019; Laursen & Roederer-Rynning 2017; Young 2017). Yet, this claim does not receives unanimous support. A closer examination reveals indeed that the politicization of trade negotiations is not constant, but varies considerably both over time and across contemporaneous deals (De Bièvre & Poletti 2020; Leblond & Viju-Miljusevic 2019; Meunier & Czesana 2019). Several studies now agree that only a minority of PTAs inspired a high degree of politicization (see Young 2019). Whereas the TTIP and CETA led to strong domestic contestation and mass mobilization, negotiations with other trade partners - e.g. South Korea, Japan, Vietnam, Singapore, Australia - took place in the quasi-indifference of European citizens. This trend somewhat echoes what Hutter et. al (2016) in their study on the politicization of European integration call “punctuated politicization”, characterized by a significant variation across time, context, and country. This rise the important question: why are EU trade agreement negotiations more politicized in some cases than in others? Scholars researching this topic have primarily devoted their attention to the “black box” of politicization. In particular, they have tried to unravel the internal dynamics of this phenomenon looking at the strategies employed by political actors and interest groups to mobilize the European public opinion and increase the salience of trade negotiations (Meunier & Roederer-Rynning 2020; Bouza & Oleart 2018; Chan & Crawford 2017). These studies, which share a strong preference for agential explanations, came with a major limitation. They focus almost exclusively on instances where politicization has taken place – i.e. TTIP, CETA, and ACTA. As pointed out by Leblond and Viju-Miljusevic (2019), “it is not sufficient to analyze the contested nature of EU trade politics in particular trade agreement negotiations” (p.1841). Drawing inferences from such a limited - and skewed – set of cases has indeed the pernicious effect of exaggerating the extent and magnitude of the politicization process. Conversely, to gain a deeper understanding of this phenomenon – and to determine the causes of its variations – it is necessary to examine the factors that result in trade negotiations being politicized in some cases but not in others. In the present study, I tackle these gaps and contribute to the extant literature by directing my attention not to agents but to the structural background conditions of politicization - that is, those conditions that create opportunities for the politicization of trade negotiations in the first place. Drawing on the works of De Bièvre and Poletti (2020) and Meunier and Czesana (2019), I acknowledge that hardly a single factor suffices in and of itself to produce politicization (De Bièvre and Poletti 2020; Meunier and Czesana 2019). On the contrary, I expect them to unfold their explanatory power in full when in conjunction with others. Against this background, I put forward a number of plausible explanations (or causal mechanisms) and test them on a medium N-case sample through a Qualitative Comparative Analysis (QCA). This methodological approach is especially apt for addressing the causal complexity of my research question, as it allows to determine the combination(s) of conditions that lead(s) to the outcome and test whether the considered explanatory factors represent necessary and/or sufficient conditions for the politicization of EU trade agreement negotiations. References Bouza, L. and Oleart, A. (2018) “From the 2005 constitution’s ‘permissive consensus’ To TTIP’s ‘empowering dissensus’: the EU as a playing field for Spanish civil society”, Journal of Contemporary European Research 14(2): 87–104 Chan, A.T. and Crawford, B.K. (2017) “The puzzle of public opposition to TTIP in Germany”, Business and Politics 19(4): 683–708. De Bièvre, D. and Poletti, A. (2020) "Towards Explaining Varying Degrees of Politicization of EU Trade Agreement Negotiations," Politics and Governance, 8(1): 243-253 Eliasson, L. F., and Garcia-Duran Huet, P. (2018) “TTIP negotiations: interest groups, anti-TTIP civil society campaigns and public opinion”, Journal of Transatlantic Studies, 16(2): 101-116 Hutter, S., E. Grande and H. Kriesi (2016) Politicising Europe: Integration and Mass Politics, Cambridge University Press: Cambridge. Laursen, F. and Roederer-Rynning, C. (2017) “Introduction: the new EU FTAs as contentious market regulation”, Journal of European Integration, 39(7): 763-779. Leblond, P. and Viju-Miljusevic, C. (2019) “EU trade policy in the twenty-first century: change, continuity and challenges”, Journal of European Public Policy, 26(12): 1836-1846 Lindberg, L.N. and Scheingold, S.A. (1970) Europe’s Would-Be Polity: Patterns of Change in the European Community, Englewood Cliffs, NJ: Prentice-Hall. Meunier, S. and Roederer-Rynning, C. (2020) “Missing in action? France and the politicization of trade and investment agreements”, Politics and Governance, 8(1): 312–324. Meunier, S. & Czesana, R. (2019) “From back rooms to the street? A research agenda for explaining variation in the public salience of trade policy-making in Europe”, Journal of European Public Policy, 26(12): 1847-1865 Siles-Brügge, G. (2011) “Resisting Protectionism after the Crisis: Strategic Economic Discourse and the EU-Korea Free Trade Agreement”, New Political Economy, 16 (5): 627-653. Young, A. R. (2019) “Two wrongs make a right? The politicization of trade policy and European trade strategy”, Journal of European Public Policy, 26(12): 1883-1899 Young, A. R. (2017) “European trade policy in interesting times”, Journal of European Integration, 39(7): 909-923.
 

Panel 10.6 Crisis and change in European politics


Over the past decade and a half, Europe has gone through an almost uninterrupted series of crises that have shaken its social, economic and political equilibria profoundly: the Eurozone crisis; the migrant crisis; Brexit; the Covid-19 pandemic; and more recently the war in Ukraine. These emergencies have, in turn, compounded the effects of a number of longer-term trends and transformations—such as rising socio-economic inequality, political polarisation, and the decline of trust in liberal-democratic institutions—causing ever growing distress to and within European societies.

This panel aims to examine the political repercussions of what has come to be known as Europe’s “polycrisis”, building particularly on the interpretation of the latter as a prolonged critical juncture—or alternatively a sequence of discrete critical junctures—for the continent. This entails analysing not only the causes and political dynamics of the polycrisis but also, and especially, its connections to Europe’s politico-institutional structures, and its potential to alter or transform these. Possible topics of investigation include (but are not limited to): the effects of Europe’s crises on its cleavage structure and the reordering of political competition; the restructuring of European states and their political economy; the impact of the polycrisis on European integration, and more generally on the European Union’s multi-level governance configurations; the consequences of crisis on dominant political and policy paradigms in the continent.

The panel welcomes contributions from a variety of theoretical approaches engaging with the crisis/change nexus, and is open to empirical papers as well as more theoretical and/or methodological analyses—in particular those advancing the debate on the concepts of (political) crisis, institutional change, and measurement of the latter. Finally, while the panel is focused on the study of the EU and its member states, it also encourages contributions that advance the study of European politics and institutions by means of comparisons with non-European cases.

Chairs: Piero Tortola

Discussants: Piero Tortola, Simona Guerra

A tentative conceptual history of the "existential crisis" of the European Union
Antonio Zotti
Abstract
The paper is a lead-in attempt at a connotative approach to the conceptual definition of the European Union’s (EU’s) so-called “existential crisis”. The recurrent framing of the latter as a “polycrisis” typically rests on compelling denotations referring to a series of difficult and dangerous junctures in specific policy areas, which combine with – and often exacerbate – a set of longer trends and transformations affecting the social and political foundations of the European integration process. That being so, the understanding of this set of critical events, together with their structural context, as a proper sequence or at least a combination constituting one polycrisis seems to hinge – apart from a remarkably tight timeframe – mainly on the cumulative endangering effects they produce on the EU’s functioning and structural coherence. The aim of the paper is to consider whether – starting from an analysis of the conceptual relations between the not-necessarily overlapping notions of “crisis” and “emergency” – a study à la Koselleck of the very changing semantics and pragmatics of the concepts of crisis in the European integration process’s social and political contexts over the last ten years or so may provide an effective connotation of the polycrisis. In observing the contingnt cultural values and practices associated with the EU, the paper tries to identify how and to what extent each of the latter’s components are actually understood as expression of decisive and radical indeterminacy – with (at least in principle) equally likely either extremely positive or negative results for the future of the Union.
EU Asylum Policy in Crisis: a Theoretical Perspective
Laura Mastroianni
Abstract
Throughout the last decades, EU asylum policy has undergone continuous enhancements of competences, as well as it has faced numerous crises, resulting in one of the most dynamic policy areas of EU integration. Within scholarly debates, studies have focused on the analysis of EU asylum policy referring to theories of EU integration (neo-functionalism vs. liberal intergovernmentalism), to the institutional setting of the policy (supranational vs. intergovernmental), as well as to the transposition of the policy at the national level. Even though some scholars have engaged in bridging the fields of EU studies and public policy (as far as this specific policy area is concerned), still a big gap exists. This paper aims at filling this gap from a theoretical perspective. Due to the complexity of EU policymaking, the Advocacy Coalition Framework (ACF) is considered to be the most suitable policy process framework in order to analyse EU asylum policy process, as well as policy change. Therefore, the present paper critically engages with the motivations supporting the former propositions, by outlining the main assumptions of the framework and their adaptability to the EU, as well as to EU asylum policy. Moreover, with the objective of accounting for the multiple crises faced by the EU – in general –, and by EU asylum policy subsystem – in particular – the paper draws on the crisis approach literature. More specifically, the paper integrates the ACF with the theorisation of creeping crisis, in order to thoroughly consider the effects that crises may have on policy change. Fulfilling such task, would not only lead to an array of assumptions specifically relating the ACF to EU policymaking, but also to a set of hypotheses to be empirically tested. Notwithstanding the fact that the hypotheses will be drawn to be empirically tested on EU asylum policy, it is supposed that they may be adapted to different EU policy areas, providing the tools for a more systematic analysis of EU policy process and policy change in times of crisis.
 

Panel 10.7 At the Hearth of Sovereignty: Integrating Core State Powers in Times of Crisis


This panel addresses the European integration of ‘core state powers’, namely of policy areas corresponding to member states’ key functions of state sovereignty. It aims to assess the evolution of the EU governance system in these areas by focusing both on policy sectors with an internal dimension and policy sectors with an external dimension. Traditionally, EU scholarship has considered the EU as a multilevel regulatory polity, with relevant powers in the European economic and social space but essentially no power to intervene in core state powers. Yet empirical evidence suggests that EU institutions have been increasingly expanding the scope of their activities in key functions of sovereign governments. During the recent COVID-19 pandemic, the EU shifted from the purely intergovernmental European Stability Mechanism (ESM) to the innovative Recovery and Resilience Facility (RRF) as a major financing instrument. This came along with a massive increase of the EU budget, which was defined as a ‘Hamiltonian moment’ of European integration. At the same time, while navigating multiple conflicts and crises that have been occurring in Europe’s eastern and southern neighbourhood, the EU has been steadily enhancing its regulation of member states’ interaction with the neighbourhood and made conspicuous efforts towards capacity building. Crucially, however, the integration of these areas was also accompanied by the pre-eminence of consensus-seeking practices, instances of differentiation and EU frequent recurrence tothe externalization of its activities to third actors. Against this backdrop, the panel aims to assess the causes, determinants and modes of the EU involvement in core state powers, as well as its implications for the conduct of these policies and the nature and evolution of the EU as a polity. It welcomes theoretical and empirical contributions on the development of governance patterns in these areas, with special consideration to the multiple crises the EU has been facing ever since the Lisbon Treaty’s coming into force (2009).

Chairs: Maria Giulia Amadio Viceré, Andrea Capati

Discussants: Piero Tortola

Finding the ´Hamiltonian Moment` much closer to home: assessing the negotiations for the fiscal institutions of the European Coal and Steel Community’s against the new Multi-Financial Framework for the spending period 2021-2027.
Johanna Lorraine Breuer
Abstract
The outcome of the last Multi-Financial Framework (MFF) is frequently compared by many as a ´Hamiltonian Moment`, because the European Union (EU) substantially increased its borrowing and spending capacities. This paper argues that rather than diverting our view to the United States, we gain more by considering past European fiscal institutions, such as those of the European Coal and Steel Community (ECSC). Archival minutes from the negotiations between 1950 and 1951 show how during the discussions, Monnet successfully problematised and legitimised the High Authority’s fiscal independence and linked them to shared political, economic, and social aims. The delegates agree to create a very limited, but functioning European transfer mechanism for coal and steel workers and allow the High Authority to borrow and tax. However, they also set clear limits to the High Authority’s fiscal independence. Despite the narrowness of the financial resources available in the ECSC, a comparison between the different institutional structures show the institutional incompleteness and asymmetries of the new MFF and the backwardness of fiscal learning in the EU’s integration process overall.
The EU as a Security Actor: New Institutional Dynamics in the Context of the War in Ukraine
Thomas Christiansen
Abstract
The paper will assess the development of the European Union as a security actor in the context of successive crises. There will be a particular focus on the impact of the war in Ukraine and the corresponding response by EU institutions. Against the background of a prior trend of building up new capabilities and instruments in the different areas of security, the paper will assess the changes that have occurred in 2022. Looking at both the structural transformation - the changes in the geo-strategic environment in which the EU finds itself - and patterns of agency at the level of member states and EU institutions - the paper will seek to make statements about the changing nature of the EU as a security actor in the regional and global context. By way of conclusion, the paper will provide an outlook on future developments that can be expected as a consequence of the changes of 2022.
The EU Governance of Fiscal Regulation and Financial Assistance: What Differences Between the Eurozone Crisis and the Covid-19 Pandemic? A Policy Learning Perspective
Andrea Capati
Abstract
This paper examines the governance of fiscal regulation and financial assistance in the European Union (EU) during the Euro crisis and the Covid-19 pandemic. It adopts a ‘historical institutionalism’ framework to provide a theory-driven interpretation of institutional change following a large-scale exogenous shock. In terms of fiscal regulation, the paper looks at the rules governing the adoption, monitoring and enforcement of budgetary policies in EU Member States. In terms of financial assistance, it discusses the rules governing the disbursement and withdrawal of funding to the Member States in the context of crisis-management. The paper seeks to address the following questions: How did fiscal regulation and financial assistance work during the Euro crisis and the Covid-19 pandemic? Is there a change in the governance of fiscal regulation and financial assistance between the two crises? And if so, why? By relying on document analysis and semi-structured elite interviews, the paper argues that the rules-based EU ‘fiscal surveillance’ during the Euro crisis left room to ‘fiscal guidance’ in the context of the Covid-19 pandemic, and that financial assistance moved from ‘unconstrained intergovernmentalism’ with the European Stability Mechanism (ESM) to ‘constrained supranationalism’ with the Recovery and Resilience Facility (RRF). Such a change in the governance of fiscal regulation and financial assistance owes much to an intra-crisis policy-learning process of the bargaining type.
‘Let’s Keep This Informal’: Differentiated Cooperation and Informal Groupings in the EU Approach to Conflicts and Crises
Maria Giulia Amadio Viceré
Abstract
This article examines the emergence of a distinct type of informal groups of EU member states in EU foreign policy. After decades of progressive Europeanisation, the Lisbon Treaty sought to further centralise member states’ foreign policies. Yet on several occasions informal groups of member states have steered EU foreign policy, often by interacting with non-EU actors in institutionalised international cooperation settings without receiving a formal mandate from EU institutions and/or other member states. Crucially, the informal groupings considered are an unprecedented phenomenon both in federal regimes and in international organisations. Drawing on the literatures on differentiated European integration and on informal governance, this article assesses the determinants and manifestations of informal groupings in EU foreign policy. To do this, it examines the EU approach to external conflicts and crises in the post-Lisbon era. In particular, it focuses on three sub-cases in Europe’s surroundings, namely Kosovo, Libya and Syria.
 

Panel 10.8 Interinstitutional relations and legitimacy in the EU


EU policies and politics along with the integration process itself have become increasingly politicized and contested in the recent years, as the Union faced a seemingly never-ending stream of crises. The pandemic and recovery raise the question of the fitness of the governance framework for the ever increasing complexity of the challenges of the current times. On an institutional account, the EU executive is at the same time central and a primary target of contestation. In this context, especially with the politicization of EU politics understanding of the evolution of the interinstitutional balance of powers and legitimacy in the EU. In parallel, important changes have impacted the Commission in recent years. For instance, the Lisbon Treaty has fundamentally changed leadership selection. The Spitzenkandidaten procedure added an additional innovation, sparking a rich debate over its electoral and legitimacy implication as well as the broader trajectory of integration. More broadly, ongoing trends include the strengthening of tendencies toward presidentialism and at the same time a closer shift toward close parliamentary relations, especially under the Juncker Presidency. From such a perspective, the panel aims to address multidimensionally questions on how such trends for what concerns interinstitutional relations and legitimacy in the EU. The scope includes implications which span across the electoral arena, the EU polity and policy-making.

Chairs: Thomas Christiansen

Discussants: Mattia Guidi

Conceptualising the Impact of Leadership Selection in the European Union: Inter-institutional Relations, Party Politics and Public Legitimacy
Matilde Ceron, Thomas Christiansen
Abstract
The introduction of the Spitzenkandidaten process has sparked a rich debate on the implications for the EU electoral process. At the same time, limited focus has been devoted to how the appointment procedure affects the Presidency from the perspective of inter-institutional relations and public legitimacy, questions that have grown in saliency overall in the post-Lisbon era and the aftermath of the Eurozone crisis. The paper develops an analytical framework for assessing the impact of leadership appointment on the effectiveness of decision-making of the European Commission. The conceptualization aims to facilitate the systematic study of how leadership selection affects four critical dimensions of EU politics: the public perception of EU leadership, the nature of executive-legislative relations during the President’s mandate and throughout the policy process, the role of party politics in EU decision-making and balance of power between intergovernmental and supranational institutions. In doing so, the paper seeks to make two contributions: first, it provides a methodology for the empirical assessment of the impact of recent changes in the process of leadership selection. Second, it provides a timely addition to the wider, theoretical debate on the parliamentarisation of EU democracy and the future trajectory of the integration process.
Do investors give a hoot about the European Commission?
Igor Guardiancich, Mattia Guidi, Trajche Panov
Abstract
A major source of external pressure on the fiscal stance of governments are movements in sovereign bond premiums. These depend to a great extent on the assessment of macroeconomic outcomes and financial market conditions by international investors. Yet, fundamentals do not explain all of the investors’ sentiment. A large literature shows that the communications by central bankers – including the European Central Bank for Eurozone members – trigger tremendous, if not always predictable swings in bond yields. This paper argues that some visible actions by other European institutions, in particular, the European Commission, exert a similarly measurable effect. Our analysis, based on credit default swaps (CDSs) daily data for all EU member states between 2006 and 2020 studies the reactions of bond markets to two such actions: the opening and closing of Excessive Deficit Procedures and the yearly publication of Country-Specific Recommendations within 10 years of the existence of the European Semester.
Europarties without partisans: Assessing change in Europarty organisations
Edoardo Bressanelli
Abstract
Thirty years after the ‘party article’ in the Maastricht Treaty, which gave them ‘constitutional’ recognition, and almost twenty after Regulation 2004/2003, introducing a system of (mainly public) funding, the visibility of the Europarties in the EP elections remains weak and EU citizens still hardly know about their existence. Europarties remain fundamentally parties of parties and, despite their structural consolidation in Brussels, they have not been equipped to perform an ‘expressive function’ and act as representative agents of the EU citizens. Their national member parties are still keeping a very strong grip on the decision-making rules and the key organisational choices of their EU-level parties. Through an in-depth empirical analysis, based on official documents and original interviews with administrators of the Europarties, this paper places its in-depth focus on the new Europarty regulation – presented by the Commission in November 2020 – particularly the provisions regarding membership and funding, and the internal procedures which they adopted for selecting the Spitzenkandidaten. By analysing the organisational development of the Europarties, this paper argues that party politics in the EU takes studiously place without partisans, with the most recent reforms failing to ‘open up’ to the grassroot the Europarty organisations.
The ordoliberalization of the European economic governance
Federico Bruno
Abstract
The role of ordoliberalism in the recent Euro crisis and its influence on the reforms of the Economic and Monetary Union (EMU) adopted in that period have been the subject of a wide academic debate for some years now. Three positions can be found in the literature. A first group of authors proposes what can be termed the ‘ordoliberalization’ thesis. During the crisis, the German government adopted a rule-based approach, oriented towards fiscal discipline and sound money, and wary of moral hazard. This clearly had to do with the long-standing German ordoliberal tradition, and since these preferences were reflected in the reforms, it is possible to speak of an ordoliberalization of the European economic governance. A second group of authors is sceptical of this thesis. The German preferences were more a matter of national interest and pragmatism, than of ideological commitment to ordoliberalism. Crucially, the reforms of the European economic governance find their roots in mainstream economics, not in this obscure and outdated German economic theory. A third group of authors takes an intermediate position, that can be defined ‘ordoliberalization by accident’. While the German government did not consciously pursue an ordoliberal agenda, the reforms of the EMU eventually did reflect an ordoliberal logic, because of the very logic of globalization and of European integration. For these authors, ordoliberalism works better as a descriptor rather than as an explanation: it hardly had any causal force on the reforms but helps clarifying their underlying logic. Based on the insights of Discursive Institutionalism on the role of ideas in politics, this paper contributes to the debate by investigating the influence of ordoliberal ideas in the reform process to assess whether and to which extent it is possible of speaking of an ordoliberalization of the European economic governance. To do so, it uses process-tracing to analyse the reform process of the EMU during the Euro crisis. In particular, the paper focuses on the reforms of the Stability and Growth Pact (SGP) – the Six-pack, the Two-pack and the Treaty on Stability, Coordination and Governance (TSCG) – and on the establishment of the European Stability Mechanism (ESM). The paper argues the existence of a causal mechanism linking the ordoliberal ideas held by the German government to the EMU reforms. The analysis is based on a corpus of speeches by the then Chancellor (Angela Merkel) and Finance Minister (Wolfgang Schäuble), and on the documents of the Van Rompuy Task Force, one of the fora where the reforms were negotiated. The paper begins by briefly summarizing the principles of ordoliberalism. Ordoliberalism is a German variant of neoliberalism that focuses on the institutional conditions for a liberal order based on free markets. It conceives of economic policy first and foremost as Ordnungspolitik – a regulatory policy that establishes and maintains the framework conditions for a competitive market economy. The most relevant principles that underpin the Ordnungspolitik include fiscal discipline, sound money, and responsibility. In a supranational polity like the EU, the principle of (national) responsibility entails that the Member States must be held accountable for their actions (e.g., through sanctions if they breach the rules), and that the consequences of the choices of a Member State must not fall on the others: for instance, if fiscally profligate countries are hit by a debt crisis, the others should not be forced to pay for them. The paper, then, illustrates the causal mechanism. The first part of the causal mechanism reconstructs the ideas shared by the German government to establish whether they can be defined ordoliberal. In the German understanding, the crisis was caused both by the Member States and by the EMU institutional architecture. The (Southern) Member States put off the necessary but socially costly structural reforms needed to remain competitive in the global markets; rather, they sustained their uncompetitive economies through deficit spending. This led, on the one hand, to macroeconomic imbalances between competitive and uncompetitive Member States and, to the other, to the piling of unsustainable public debts, which exposed the Southern countries to the risks of sovereign debt crises. As the crisis broke out, the ECB was forced to step in through emergency monetary measures which bought time but threatened the stability of the single currency. All this was possible because the EMU institutional architecture, despite prescribing fiscal discipline, had no instruments to credibly enforce this principle by the Member States. The solution to the crisis, therefore, was to make the principle of fiscal discipline credible again by reforming the EMU regulatory framework, increasing sanctions and surveillance over the economic (and especially the fiscal) policies of the Member States, forcing the most indebted ones to reduce their debts. This regulatory approach based on the principles of national responsibility and fiscal discipline is consistent with the ordoliberal Ordnungspolitik. The main sponsor of ordoliberal ideas in the German executive was the finance minister Schäuble, who held a consistently ordoliberal position throughout the crisis and often asserted his belonging to the ordoliberal tradition. Chancellor Merkel had no direct links with the ordoliberal tradition, but her views on the crisis reflect to a large extent ordoliberal principles, although she widely used the concept of solidarity in her speeches. The second part of the causal mechanism assesses whether the ordoliberal ideas shaped the preferences of the German government. The analysis of the documents submitted by the German government to the Van Rompuy Task Force shows that the German position was consistent with an ordoliberal approach. As to the SGP reforms, the German government called for stricter rules, automatic sanctions, the introduction of the principle of balanced structural budgets in the national constitutions, a macroeconomic surveillance focused on deficit countries, and the expulsion of highly indebted countries from the Eurozone. The German government also claimed that the establishment of any permanent crisis resolution mechanism should be linked to a state resolution law that makes financial assistance conditioned to mandatory debt restructuring for highly indebted countries. The documents submitted to the Task Force, that illustrated the German preferences, were drafted by the Ministry of Finance headed by Schäuble. By comparing his position with that of his (social-democratic) predecessor, the paper argues that the (ordoliberal) ideas shared by Schäuble made a difference, and another, social-democratic finance minister might have behaved differently. The third and fourth parts of the causal mechanism show that the German government upheld its preferences in the relevant arena and that the reforms reflect these preferences to a certain extent. The European reforms were negotiated in a mainly intergovernmental arena (such as the Van Rompuy Task Force), where the German government was particularly active and, as the literature shows, acted as a leader. The paper discusses to what extent the reforms reflected the German preferences. They were the most reflected in the SGP reforms, which increased the surveillance over the fiscal policies of the Member States, reduced their political discretion, made the sanctions harsher and more automatic, and fostered the introduction of the principle of balanced structural budgets in the national constitutions, as the German government asked. As to the crisis resolution mechanism, the ESM did not include a state insolvency law, but the strict conditionality attached to financial assistance safeguarded the principles of national responsibility and of fiscal discipline. The paper argues that the German government held an ordoliberal understanding of the crisis, that these ideas contributed to shape the German preferences in the reform process, and that these preferences are reflected in the reforms, especially in the reforms of the SGP. Therefore, it is possible to claim that the EMU reforms undertaken in the years of the crisis caused an ordoliberalization of the European economic governance. The paper concludes by discussing the nature of this ordoliberalization. It agrees with the authors sceptical of the ‘ordoliberalization’ thesis that the reformed, day-to-day economic governance of the EU is based on a series of technicalities and indicators (e.g., output gap, structural balances) that derive from mainstream economics, not from ordoliberalism. Rather, ordoliberal ideas provided the German government with the ideational instruments to interpret the Euro crisis and to propose the reforms to overcome it. As these ideas have been to a certain extent embedded in the EMU reforms, they inform the European economic governance. Focusing on the role of ordoliberalism, then, gives us a perspective to deepen our understanding of the logic of the EMU, as the supporters of the ‘ordoliberalization by accident’ thesis claim. This logic reflects the ordoliberal principle of wettbewerblicher Föderalismus (competitive federalism). The role of the European institutions is to implement a federal Ordnungspolitik, a regulatory framework that establishes the rules the Member States must abide by in defining their economic policies. The federal Ordnungspolitik must enforce the principles of fiscal discipline, sound money, and national responsibility. In this sense, the relations among Member States are of a competitive nature: they should not count on supranational institutions to achieve common goals, but rather pursue their own objective independently, within the regulatory framework of the federal Ordnungspolitik.